Securities & Insider Trading

5+ hour, 17+ min ago   (409+ words) If the SEC just sent you a Wells notice, you’re likely feeling one of two emotions: severe panic, or a strange sense of relief that the wait after a long, nerve-wracking investigation is finally over (or perhaps a little of…...

6+ hour, 55+ min ago   (106+ words) Bloomberg Law News The SEC sued the founder of a New York fintech startup and her company, alleging they raised $6.7 million from investors by inflating revenue figures and overstating the number of paying customers. Gökçe Güven and her company, Kalder…...

7+ hour, 44+ min ago   (643+ words) The SEC alleges a company CEO secretly issued millions of shares to family and friends - then buried the trail. The Securities and Exchange Commission filed a complaint on October 2 against David Reichman, former CEO and chairman of Global Tech Industries…...

5+ hour, 55+ min ago   (86+ words) Law360 Try our Advanced Search for more refined results O'Melveny Hires SEC Senior Enforcement Atty In DC By Jack Rodgers · October 5, 2026, 2:52 PM EDT Want to continue reading? Take a 7 Day FREE Trial Unlock these benefits today when you sign-up for a…...

14+ hour ago   (713+ words) When an investment goes bad because a broker cut corners, most people assume the loss is theirs to keep. Often it isn’t. For investors across the country who were misled by their brokerage firm, Erez Law attorney Jeffrey Erez has…...

2+ hour ago   (444+ words) Tennessee’s Supreme Court declined to allow private equity and other investors to directly buy stakes in the state’s law firms, while signaling openness to other regulatory changes related to the practice of law. The court in an Oct. 2 order said…...

7+ hour, 7+ min ago   (937+ words) The National Law Review California just closed the door on one legal theory driving thousands of CIPA website-tracking claims, but businesses still face real exposure under the statute’s other provisions. For three years, businesses have faced a particular brand of…...

4+ hour, 53+ min ago   (113+ words) Bloomberg Law News D. Mark Cave joined O’Melveny as a partner in its white collar defense and corporate investigations practice in Washington, DC, the firm announced Monday. Cave represents and advises corporations, financial institutions, investment advisers, broker-dealers, senior executives, and boards…...

10+ hour, 2+ min ago   (266+ words) Jane Street Group LLC denied charges of manipulation as it mounted its defense against India’s markets regulator, telling a local court that stocks in a banking index fell or rose irrespective of its trading activity. The Wall Street firm sought…...

20+ hour, 47+ min ago   (394+ words) US-based hedge fund Jane Street has asked the Securities Appellate Tribunal (SAT) to direct the Securities and Exchange Board of India (Sebi) to share the trading records behind its market manipulation allegations. At Monday's hearing, Jane Street’s lawyer said that…...